Morgan Stanley voting rights at 0.13%, incl. voting rights through instruments at 5.86%

Daimler AG
19.06.2020 / 08:27
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: Daimler AG
Street: Mercedesstrasse 120
Postal code: 70372
City: Stuttgart
Germany
Legal Entity Identifier (LEI): 529900R27DL06UVNT076

2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
12 Jun 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.13 % 5.73 % 5.86 % 1069837447
Previous notification 0.03 % 5.81 % 5.84 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0007100000 0 1366465 0.00 % 0.13 %
Total 1366465 0.13 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Equity Call Option From 19.06.2020 to 16.12.2022 at any time 27197200 2.54 %
Right of recall over securities lending agreements at any time at any time 15094357 1.41 %
Equity Call Option* From 19.06.2020 to 17.12.2021 at any time 1114300 0.10 %
Compound Option From 03.03.2021 to 10.04.2025 at any time 77720 0.01 %
    Total 43483577 4.06 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Retail Structured Product From 02.02.2067 to 11.06.2070 at any time Cash 10942 0 %
Cash Settled Futures 19.06.2020 at any time Cash 340000 0.03 %
Retail Structured Product- Note 21.05.2021 at any time Cash 121 0 %
Equity Swap From 28.12.2020 to 03.06.2025 at any time Cash 1140661 0.11 %
Compound Option From 17.08.2020 to 08.11.2022 at any time Cash 191296 0.02 %
Equity Put Option From 19.06.2020 to 16.12.2022 at any time Physical 4410800 0.41 %
Equity Put Option From 23.11.2020 to 02.05.2023 at any time Cash 10805977 1.01 %
Equity Call Option From 23.11.2020 to 02.05.2023 at any time Cash 951597 0.09 %
Equity Put Option* From 19.06.2020 to 17.12.2021 at any time Physical 1114300 0.10 %
      Total 17851394 1.67 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley Capital Services LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley International Limited % % %
Morgan Stanley Investments (UK) % % %
Morgan Stanley & Co. International plc % % 5.09 %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley International Limited % % %
-Morgan Stanley Investments (UK) % % %
Morgan Stanley Investment Management Limited % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Investment Management Inc. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley Latin America Incorporated % % %
Banco Morgan Stanley S.A. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Investment Management Inc. % % %
Morgan Stanley Alternative Investments LLC % % %
Morgan Stanley AIP GP LP % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Finance LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley B.V. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley Smith Barney LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley Latin America Incorporated % % %
Banco Morgan Stanley S.A. % % %
Caieiras Fundo de Investimento Multimercado - Investimento No Exterior % % %
Morgan Stanley Derivative Products Fund % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley International Limited % % %
Morgan Stanley Europe Holding SE % % %
Morgan Stanley Europe SE % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley Asia Holdings Limited % % %
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
Regarding sections 7.b.1 & 7.b.2, the put and call options marked with * amounting to a combined percentage of 0.10% were not aggregated as they relate to a collar transaction under which, on a consolidated basis, Morgan Stanley can acquire 0.10% of the voting rights in Daimler AG (or receive an equivalent amount in cash) only once. 

Date
18 Jun 2020



19.06.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



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